EWM Services

EWM Services

No matter how your financial picture changes, Executive Wealth Management is fully prepared to respond with a wide variety of investment and planning options. 

Our services include:

  • Investment and Retirement Portfolio Management
  • 401k and Retirement Plan Recommendations and Tracking
  • Company Benefit & Risk Management Analysis
    • Insurance, Stock Options and Deferred Compensation
  • Strategic Retirement & Income Planning
    • Featuring our Proprietary Income Projection Model
  • Tax Management Strategies
  • Legacy Planning
    • Comprehensive Estate and Business Succession Planning
    • Charitable Giving Strategies

 

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Executive Wealth Management

Executive Wealth Management is a Registered Investment Advisor with the Securities and Exchange Commission (SEC).

Broker Dealer: Our broker/dealer is INVEST Financial Corporation, a subsidiary of National Planning Holdings, which is an affiliate of Jackson National Life Insurance Company, one of the largest insurance companies in the U.S. INVEST Financial is a full-service broker/dealer that serves Executive Wealth Management’s compliance needs and provides comprehensive product due diligence in helping to ensure that we are protecting you. INVEST Financial Corporation, Member FINRA, SIPC, a Registered Broker Dealer and Registered Investment Advisor, and its affiliated insurance agencies are: Not FDIC or NCUA INSURED, May Lose Value, No Bank or Credit Union Guarantee.

Primary Custodian: Executive Wealth Management uses TD Ameritrade Institutional as our primary custodian. TD Ameritrade has over $445 Billion in assets under custody and provides monthly statements, trade confirmations, tax reporting documents, and online access for clients to view their account(s). Clients have the choice to receive all correspondence via email or have paper copies mailed to them. TD Ameritrade, a member of FINRA and SIPC, is an investment firm with over 5,000 employees and 5.7 million accounts. TD Ameritrade offers a variety of investment and financial tools to their advisors and to their clients. TD Ameritrade Secure Login.

Trading: We utilize Atria Investments (Wealth Advisors), LLC to execute trades on our client’s accounts. Atria Investments is a specialty trading firm located in Charlotte, NC. Their innovative trading algorithm allows us to get best execution on trades on our clients’ behalf and ensures that our models are tracked and rebalanced in accordance with our investment discipline.

Executive Financial Planning: A financial division and insurance general agency of Executive Wealth Management, Executive Financial Planning handles insurance, commission-based investment products, and specialized non-investment fee-based services.

Advisory Services offered through Executive Wealth Management, LLC. A SEC registered Investment Advisor. Securities offered through Private Client Services, Member FINRA/SIPC. Private Client Services is not affiliated with Executive Wealth Management, LLC (or affiliated companies).

This site is published for residents of the United States Only. Financial Advisors of Executive Wealth Management / Private Client Services may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all products and/or services referenced on this site may be available in every state and offered by every Financial Advisor. For additional information please contact your Financial Advisor."

TD Ameritrade, Inc. is one of the firms that we use to custody our client assets. TD Ameritrade and the other entities named are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.

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